NYSE Rules & Corporate Governance Requirements
The NYSE’s rules and corporate governance requirements set the framework for how listed companies must operate to ensure integrity, transparency, and strong oversight. These standards address board independence, audit committee responsibilities, shareholder voting rights, and timely disclosure of material information. These requirements allow companies not only to remain in good standing on one of the world’s most prestigious exchanges but also to build investor trust, reduce regulatory and reputational risk, and support sustainable long-term growth.
Going public is a thrilling milestone for any company, but it comes with a hefty dose of responsibility. If you’re eyeing a listing on the New York Stock Exchange ( NYSE ) or Nasdaq Stock Market ( Nasdaq ), you’ll need to align your board and operati…
Read MoreBoth the Nasdaq Stock Exchange ( Nasdaq ) and the New York Stock Exchange ( NYSE ) impose a requirement that a majority of the board of directors of their listed companies be independent directors. Recent litigation, including SEC enforcement actions…
Read MorePublic Companies whose securities are listed on the New York Stock Exchange ( NYSE ) and Nasdaq Stock Market ( NASDAQ ), particularly the NASDAQ Capital Market, frequently effect reverse stock splits to comply with NASDAQ and NYSE’s minimum $1.00 sha…
Read MoreFor many emerging public companies, the OTC Markets represent the first rung on the ladder toward accessing institutional capital. But for issuers seeking broader exposure, deeper liquidity, and valuation credibility, the ultimate objective is an upl…
Read MoreThe New York Stock Exchange (NYSE) corporate governance standards are contained in Section 303A of the NYSE Listed Company Manual. The NYSE corporate governance standards apply to all US companies that are going to list or have listed equity securiti…
Read MorePublic Companies that qualify as a “Controlled Company” with securities listed on the Nasdaq Stock Market (NASDAQ) or the New York Stock Exchange (NYSE), must comply with the exchange’s continued listing standards to maintain their listings. NASDAQ a…
Read MoreFor readers looking to deepen their understanding of NYSE rules and corporate governance, we invite you to explore the additional resources listed below. Whether you are preparing for an initial listing or strengthening ongoing compliance, these resources provide practical insights to help navigate the NYSE landscape with confidence.
