Nasdaq Rules & Corporate Governance Requirements
Nasdaq’s rules and corporate governance requirements establish the standards that publicly listed companies must follow to promote transparency, accountability, and fair treatment of shareholders. These rules cover areas such as board composition and independence, audit committee responsibilities, disclosure practices, and ethical business conduct. Companies should be interested in these requirements not only to maintain their listing status, but also because strong governance enhances investor confidence, reduces regulatory and financial risk, and supports long-term value creation.
Going public is a thrilling milestone for any company, but it comes with a hefty dose of responsibility. If you’re eyeing a listing on the New York Stock Exchange ( NYSE ) or Nasdaq Stock Market ( Nasdaq ), you’ll need to align your board and operati…
Read MorePublic companies that are foreign private issuers listed on the Nasdaq Stock Exchange are subject to specific corporate governance requirements, which are less stringent than those applied to U.S.-based issuers. These issuers may adhere to their home…
Read MoreWhen a company goes public on the Nasdaq Stock Market , it must comply with various requirements, including obtaining stockholder approval for certain transactions involving 20% or more of the company’s stock or voting power. This is particularly imp…
Read MoreListing on Nasdaq’s Capital Market generally takes 4–6 weeks . This period can be shortened if your application raises no significant issues and you respond promptly. The Nasdaq Listing Center is an online document platform that supports the electron…
Read More(Complying with Nasdaq Listing Rule 5620 and SEC Proxy & Information-Statement Requirements) Q: What is the purpose of an annual meeting under Nasdaq Listing Rule 5620(a)? A: Nasdaq-listed issuers must hold an annual meeting of stockholders within on…
Read MoreBoth the Nasdaq Stock Exchange ( Nasdaq ) and the New York Stock Exchange ( NYSE ) impose a requirement that a majority of the board of directors of their listed companies be independent directors. Recent litigation, including SEC enforcement actions…
Read MoreFor visitors interested in learning more, we invite you to explore the additional resources below. These materials offer deeper insight into Nasdaq rules, corporate governance standards, and related compliance topics that can help companies navigate listing requirements with confidence. Whether you're preparing to go public or strengthening ongoing governance practices, the articles and guides that follow provide practical, easy-to-understand information to support your next steps.
