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Initial Public Offerings (IPOs)

An Initial Public Offering (IPO) is the process through which a private company offers its shares to the public for the first time, becoming a publicly traded company on the NASDAQ, NYSE or OTC Markets. IPOs can provide businesses with access to significant capital, increase their public profile, and offer liquidity for early investors and employees. For companies seeking growth, market credibility, and a path to broader ownership, an IPO can be an effective strategy to achieve these goals.

Articles

Understanding IPOs

An “IPO” is the initial public offering by a company of its securities. In an IPO, the company offers and sells stock, most often its common stock, through an underwriter. When a company cannot locate an underwriter, it may sell its own shares using…

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Initial Public Offerings | IPO Going Public Attorneys

An Initial Public Offering (“IPO”) is often used by a private issuer seeking to go public as part of its going public transaction. An IPO involves filing a registration statement with the SEC covering a securities offering.

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NASDAQ’s 20% Rule – Consideration When Going Public

When a company goes public on the Nasdaq Stock Market, it must comply with various requirements, including obtaining stockholder approval for certain transactions involving 20% or more of the company’s stock or voting power. This is particularly impo…

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IPO vs Direct Listings – Go Public Direct

Q: How is going public with a direct listing to the NASDAQ Capital Market different than the traditional IPO listing to NASDAQ Capital Market? A: Both direct listings and Initial Public Offerings or IPOs result in a privately held company becoming pu…

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FINRA’s Role in IPOs for Nasdaq and NYSE Listings

Launching an Initial Public Offering (IPO) on the Nasdaq or NYSE is a significant milestone for companies aiming to access public capital markets. These prestigious exchanges offer visibility, liquidity, and credibility, but the process involves stri…

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Terminating SEC Reporting Obligations in Abandoned IPOs

An Initial Public Offering (IPO) represents a significant milestone for companies seeking to go public, particularly for smaller issuers targeting listings on exchanges such as the NASDAQ Capital Market or NYSE American. However, not all IPOs are suc…

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Additional Resources

Thinking about doing an initial public offering for your company or just want to learn more? Discover more resources below to explore how initial public offerings can benefit your business and investors.

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